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Short selling
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801	T. ROWE PRICE ASSOCIATES, INC. LEGAL DEPARTMENT WWW.TROWEPRIC E.COM P.O Box 89000 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-31 10:44:20 Financial markets Financial services Stock market Late-2000s financial crisis Short selling Dark liquidity Order Mutual fund Short Financial economics Investment Finance
802	3 JOSEPH I. LIEBERMAN SENATEOFFICEBUILDING WASHINGTON, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-23 11:05:55 Finance Central Securities Depositories Depository Trust & Clearing Corporation Settlement Naked short selling OTC Bulletin Board U.S. Securities and Exchange Commission Securities and Exchange Commission Security Financial economics Financial system Securities
803	January 27, 2014 Honorable Mary Jo White, Chair Joseph Dear, Chairman Investor Advisory Committee United States Securities and Exchange Commission 100 F Street Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-28 10:58:52 Stock market Finance Financial regulation Short selling Market liquidity Order Short Christopher Cox Financial markets Financial economics Investment
804	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:39 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-11-14 09:47:13 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
805	Attachments The Most Trusted Software in the Damage Prevention Industry In addition to responding to a locate request through a ticket management system, many locators are using pictures, videos or other documents to hel Add to Reading List Source URL: www.korterra.com Language: English - Date: 2014-11-21 15:55:44 Email Financial regulation Locate Short selling
806	Brief of the Securities and Exchange Commission, Amicus Curiae, in Support of Appellee, Urging Affirmance on Issue Addressed Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2008-10-08 14:15:43 Financial economics United States Securities and Exchange Commission Financial regulation Short selling 73rd United States Congress Naked short selling Securities Exchange Act Depository Trust & Clearing Corporation Securities Act Financial system United States securities law Finance
807	Microsoft Word - 11-397_opn Add to Reading List Source URL: s3.amazonaws.com Language: English - Date: 2014-08-26 17:06:15 Porsche Volkswagen Group Financial regulation Short selling Volkswagen Short Security Securities Exchange Act Transport Economy of Germany Business
808	3202 Federal Register / Vol. 77, No[removed]Monday, January 23, [removed]Proposed Rules decision up to whoever is the Chairman about whether and when to brief other Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 13:03:02 Contract law Dividends Short selling Securities Notional principal contract Equity swap Ex-dividend date Special dividend Dividend Financial economics Finance Investment
809	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-20 16:25:24 Finance Financial regulation Short Short selling Securities and Exchange Commission Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Business Investment
810	UNITED STATES S E C U R I T I E S A N D EXCHANGE COMMISSION WASHINGTON, Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2006-08-08 17:05:11 Lawsuit U.S. Securities and Exchange Commission Motion Law Business Financial system Financial regulation Naked short selling Short selling

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